Currently working as a Team Lead with thorough knowledge of Corporate Actions, Transfer Agency operations with total 8 Years of experience.
Citicorp Services (India) LTD Apr 2013 – Oct 2013
HCL Technologies LTD, Nov 2012 – Apr 2013 (In 2013 April i was moved to Client payrolls. Citicorp Services (India) Limited)
Assistant Manager (IC) – Corporate Actions and Transfer Agency
• Receiving Corporate Action (CA) notifications from all Custodian banks and IDC.
• Reviewing, investigating and validating all types of corporate action notices including manual work.
• Work allocation to team members and Managing team performance and progress.
• Effective work load management of Mandatory and Voluntary Class Actions
• Processing, QA and Investigating of all Class Actions events (Full & Partial calls, Tenders, Consents, Dutch Auctions, Class Actions, 144A Exchanges, Mandatory Exchanges, On-Going Conversions, Conversion Redemptions, Plan of Re-Org, Bankruptcy and Private Deals.
• Preparing and validating Tracking forms and Decision Sheets.