Job Description
Direct the development or implementation of compliance-related policies and procedures throughout the organization.
Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
Assess product, compliance, or operational risks and develop risk management strategies.
Conduct or direct the internal investigation of compliance issues.
Conduct periodic internal reviews or audits to ensure that compliance procedures are ...
Naukri.com - 18 months ago
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